Responsible Raw Materials Initiative

Conflict Affected and High-Risk Areas (CAHRAs)

 

Definitions

OECD definition of conflict-affected and high-risk areas: Conflict-affected and high-risk areas are identified by the presence of armed conflict, widespread violence or other risks of harm to people. Armed conflict may take a variety of forms, such as a conflict of international or non-international character, which may involve two or more states, or may consist of wars of liberation, or insurgencies, civil wars, etc. High-risk areas may include areas of political instability or repression, institutional weakness, insecurity, collapse of civil infrastructure and widespread violence. Such areas are often characterised by widespread human rights abuses and violations of national or international law.

EU definition of conflict-affected and high-risk areas: Areas in a state of armed conflict, fragile post-conflict areas, as well as areas witnessing weak or non-existing governance and security, such as failed states, and widespread and systematic violations of international law, including human rights abuses

 

Resources

OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas 

The OECD Due Di‌ligence Guidance provides detailed recommendations to help companies respect ‌human rights and avoid contributing to conflict through their mineral purchasing decisions and practices. This Guidance is for use by any company potentially sourcing minerals or metals from conflict-affected and high-risk areas.‌

European Commission Draft CAHRA Handbook

To assist operators carrying out supply chain due diligence with the identification of conflict-affected and high-risk areas

US OFAC Sanctions

United States Department of Treasury Office of Foreign Assets Control administers and enforces economic and trade sanctions based on US foreign policy and national security goals against targeted foreign countries and regimes, terrorists, international narcotics traffickers, those engaged in activities related to the proliferation of weapons of mass destruction, and other threats to the national security, foreign policy or economy of the United States.

UN Sanctions  

Consolidated United Nations Security Council Sanctions List

Estelle Levin Risk Identification

Mineral Supply Chain Due Diligence Audits and Risk Assessments in the Great Lakes Region

The ELL Due Diligence Hub

Tools for risk assessment, mitigation, remediation, and reporting

 

Indices to assist with Risk Assessment

Heidelberg Conflict Barometer

The Conflict Barometer published annually since 1992 analyses the global conflict events. It includes non-violent and violent crises, wars, coup d'etats as well as peace negotiations.

Global Peace Index

The world’s leading measure of national peacefulness, the GPI measures peace according to 23 qualitative and quantitative indicators

UNDP International Human Development Indicators – Country Profiles

Interactive tool for human development data from around the world. Data presented was used in preparation of the 2016 UNDP Human Development Report. The Human Development Report Office releases five indices each year: the Human Development Index (HDI), the Inequality-Adjusted Human Development Index (IHDI), the Gender Development Index (GDI), the Gender Inequality Index (GII), and the Multidimensional Poverty Index (MPI).

 

Risk Assessment Tools

EICC Risk Readiness Assessment (RRA)

Risk Assessment in Raw Materials Supply Chains assessing social and environmental risks in raw material extraction and processing, and industry’s ability to appropriately manage such risks, remains a challenge for downstream companies due to the size and complexity of international supply chains.

RJC Risk Assessment Toolkit

Responsible Sourcing Council Risk Assessment tool for actors across the supply chain.

LBMA Supply Chain Risk Assessment Form

Developed for Good Delivery Refiners to assess Risk level of the business relationship based on supply chain information and sourcing practices evaluation.

 

Databases and Risk Data Sources

  • Verisk Maplecroft
    • Global risk indices, analytics and risk management solutions. Country risk monitoring, customizable risk calculators, dashboards and solutions for assessing and mitigating risk from market entry to project development, operation and closure.
  • Thomson Reuters World-Check Risk Intelligence
    • Risk intelligence that serves the Know Your Customer (KYC) and third party risk management of highly regulated industries. For organizations concerned with business relationship risk and financial crime compliance, World-Check helps powers a variety of identity verification, AML/CFT/PEP screening and KYC due diligence processes.
  • Bureau Van DIJK
    • Compliance - anti-corruption and third-party due diligence, sanctions resources. Extensive company data, corporate structures and adverse data that delivers fast insight on your customers and business partners, and the individuals behind them for governance, risk management and compliance

Other potential Risk Data Sources: